2006-07 MASFAA Executive Council Meeting Minutes

January 20, 2007

St. Louis, Missouri

Attendance:

Amy Baker *                           Tim Hercules                           Michiale Schneider *

Dick Battig                              Leo Hertling                                      Colby Sellers

Jim Brooks                              Roberta Johnson *                            Rick Shipman

Nancy Calvert                         Karen Kopp                                      Mary Jo Smith

Vickie Crupper                        Diane Lambart-Fleming           Lake Tackett *

Deonna Decker *                     Joann Laugel                            Howard Thomas

Beverly Fagg                           Karen Lay                                Cheryl Warmann

Susan Fischer *                       Dan Mann                                Jerry Wade

Robin Fisher                            Debra McKinney                     Christal Williams*

Pamela Fowler                         Ernesto Mongue                      Keith Williams

Candy Frazier                          Lloyd Mueller                          Cari Wickliffe *

Brad Gamble *                         Al Pinckeny                                       Arnold Woods

Arman Habegger *                            John Pogue                   

Billie Jo Hamilton                             Margaret Rodriguez *

Delores Hawkins                     Joann Ross                    

Brian Heinemann                                                                     *not in attendance                                                                                                                                     

ACTIONS:

 

Motion: to require participants of the Leadership Development training to be MASFAA members.  Woods/Heinemann. Motion carried.

 

Motion:  The following changes (see section 3.1) to the P&P were read to the Board for approval. Mann/Kopp.  Motion passed.

 

It was recommended that policy regarding conference logo be added to P&P.

 

Motion:  Change the name of the “Finance Committee” to “Finance and Audit Committee”. Heineman/Hamilton.  Motion passed.

 

Motion: Fees for summer institute:  $150 commuter, $250 double occupancy,  $350 single occupancy. MASFAA to supplement the rest of the costs.  Hamilton/Heinemann.  Motion passed.

 

Motion:  Approve minutes from October 2006 Board meeting of 0506 Executive Committee.  Mann/Heineman.  Motion passed.

 

Motion: Approve minutes from October 2006-2007 Executive Board meeting.  Heineman/Calvert. Motion passed.

 

Motion:  Accept the treasurer’s report.  Kopp/Woods.  Motion passed.

 

 

 

                                                                                               

1.0 President’s Report                                                                           Vickie Crupper

President Vickie Crupper welcomed the group and discussed housekeeping items. 

The “Above and Beyond Award” was given to Howard Thomas for his service.

Everyone introduced themselves and gave their worst weather story.

 

Names of three board members were submitted to attend the NASFAA leadership conference in March.  Vickie has attended three state conferences and will have the rest of the visits completed by June.

MASFAA hosted the NASFAA board meeting in November which she attended.  Highlights of that meeting:  probably will not have reauthorization extending higher ed act; Jeff Baker spoke at that meeting; be careful about preferred lender list – cannot refuse to certify a loan from a school not on preferred lender list; schools need to have longer lists; if you have reasonable knowledge that a student has borrowed an alternative loan it must be counted in financial aid package; some of these loans are being marketed through other offices on campus.

Reminder:  Interim regulations on ACG/SMART state that ACG/SMART may be awarded in a period in which there is no Pell eligibility provided the full Pell was disbursed within the same award year.  If there are incomplete grades then there is no GPA and cannot calculate eligibility for ACG/SMART; if the incomplete is calculated as an F and still eligible then can go ahead and award.  SMART: Need to make sure (at least by a sampling) that students are taking classes and making progression toward the degree.

 

Three board members resigned.  Ernesto Mongue and Lloyd Mueller will co-chair the research committee and Samantha Ruffini will chair Membership.  Federal issues committee is open at this time.

 

Vickie will attend regional exchange conference with SASFAA in February and she wrote the welcome for the newsletter and collected information to highlight the generous philiphropic activities done by MASFAA and its member states. 

 

 

1.1     Conference Program Committee Report               Candi Frazier/Joann Ross

The committee met this week prior to the board meeting.  Similar program outline as in past will be utilized and the “Gateway to Access” theme will be continued.  The program will use CORE materials presented by summer institute and they want to use seasoned financial aid professionals as faculty.

 

Speakers are being researched and the committee wants to make decisions soon.  Committee assignments have been made and they will have conference calls.  A request will go out again to ask for input from members.  They will meet again before the next Board meeting.

Diane Lambart-Fleming suggested to ask state presidents to provide input from their state conference that could be repeated at MASFAA.  Roberta Johnson sent overall evaluations from the IOWA conference.

 

1.2     Conference Local Arrangements Committee Report    Leo Hertling/ Pam Fowler

Committee met this week prior to the Board meeting and plan to meet each month.  They toured hotel over Christmas break.  Some vendors will be in foyer and some inside the vendor room.  Trying to make enough room for all of the vendors and they will have to determine who will be in each spot.

 

Finalizing locations for the President’s reception on the Riverboat, opening in hotel, main event in another location that holds 800 with outside balconies .  There will be a live auction for MASFAA’s birthday.

 

1.3     Site Selection Committee Report                                              Dick Battig

The contract at the Amway Plaza Hotel in Grand Rapids Michigan has been finalized for 2011.  Dick is working on contracts for 2012 in Wisconsin and 2013 in Indiana.  Space issues are always a concern and it can be difficult to project into the future when making the site selections.

President-elect retreat for August 2007 is finalized for Grand Rapids, Michigan.

 

2.0     President-Elect Report                                            Diane Lambart-Fleming

Diane attended her first NASFAA board meeting as a spectator.  She attended the Department of Education Default Prevention Symposium in Michigan and reported that the Department is trying to assist high-default states and working with schools in those states to lower default.  Schools are asked to draw on all of its resources – particularly the academic area – to encourage students to persist to graduation.  Attended Financial Aid Conference (formerly EAC) in Las Vegas.

 

Working on committee chairs for 0708 and planning her president-elect retreat in Grand Rapids, MI scheduled for August 9-12, 2007.  Attending NASFAA leadership conference in Washington in March.  Attending regional NASFAA board meeting

 

2.1   State Exchange Report                                             Diane Lambart-Fleming

All states do not have the same calendar, but Presidents or President-elects are getting their visits set up.  Diane requested information to be sent to her.

 

2.2     Leadership Development Committee Report                   Howard Thomas

The Leadership Development Training will be held from lunch on June 19 through lunch on June 21, 2007, in Duluth.  MASFAA pays all of the costs.  The agenda has been set.  Terry Eberson from Student Loan Express will be the trainer.  Tim Crowly from Missouri will be a speaker.  State presidents are to recommend two people by February 20 to attend the conference. MASFAA will also select one other person from each state.  Purpose is to groom people to become leaders and give back to MASFAA.   The expectation is to serve MASFAA and a possible contract with the participants was discussed.  Discussion ensued regarding whether or not to require membership to be eligible to participate.  Participants can pay and become a member upon accepting this training opportunity.  Perhaps states can help pay the MASFAA membership.  States can get a MASFAA membership list from the website.

 

Motion: to require participants of the Leadership Development training to be MASFAA members.  Woods/Heinemann. Motion carried.

 

2.3     Newsletter Report                                                                Mary Jo Smith

Appreciation was expressed to those who submitted information for the “Winter Edition of MASFAA Moments” newsletter which was created in .PDF file for ease of printing.  It was sent to past-presidents.  The newsletter highlighted the fall conference and had lots of pictures and reviewed the success of the Charitable Event.  April, July and October editions will be produced and an article from each state will be solicited.  Paper or electronic versions or both had been discussed in the past.  It was recommended to mail a paper copy to retired people without an email address.

 

Discussion ensued regarding whether or not to send a paper copy of the newsletter.  Keith Williams will follow up on ATAC to determine how many people hit the website for the newsletter.  The committee wants to enhance value to the members.  It was discussed that a question could be added to the membership application regarding the applicants’ preference of a paper or electronic newsletter.  Other ideas:  Some organizations send monthly email reminders to the membership that information is available.  It would be helpful to be able to click on table of content to click to a specific article.  Email to have the link directly to the newsletter.

Diane suggested asking state presidents to send the newsletter to each state’s website and let the state’s help promote MASFAA membership. 

 

MORNING BREAK

 

3.0     Past President Report                                                                Dan Mann

 

Dan is trying to keep up with past-presidents.  He is looking for email addresses for Linda Maxwell, Deb Heinaman and Mark Brenner.  Having these would let the list from 1980 to now be active.  MASFAA wants to invite them to events and send them newsletters. 

 

He has attended NASFAA Finance Committee, College Board Forum, and NASFAA Board of Directors Meeting.  He will be attending Big Ten Financial Aid Director’s Meeting, ILASFAA Conference, and another NASFAA Finance Committee Meeting.

 

3.1     Association Governance and Planning Committee Report    Dan Mann

MASFAA governing documents have been reviewed and it has been determined that if an individual is promoted to a new role at their institution that includes supervision of the financial aid office, then that person is eligible to hold a MASFAA office.  It was also determined that MASFAA does not have official colors. 

It was recommended that policy regarding conference logo be added to P&P.  The official MASFAA logo already has guidance.

 

Strategic long-range planning committee used the purpose statement as the mission statement and developed a Long-Range five-year plan which focuses on 1) training and professional development, 2) membership, and 3) association finances.  Committee chairs were requested to review this plan and report back as to how their committee can work to incorporate these goals into their plans and activities.  Delegates told that they may be able to help their committees implement these goals.

 

Audit Committee:  Expanding Finance committee to officially include audit responsibilities

 

The Association Governance and Planning Committee has reviewed the MASFAA Policy and Procedures manual and is recommending that the following updates be made:

  1. Update the Table of Contents with correct categories and page numbers.
  2. Update the page header to reflect that the document was updated in January 2007.
  3. Add 2.6 to clarify that a person who supervises a financial aid office is eligible for regular membership.
  4. Update 3.2 to remove the Associate Members Concerns Committee and Legal Committee as discretionary committees.
  5. Delete 3.6.I regarding treatment of non-reappointed discretionary committees.  Re-number remaining items in that section.
  6. Update 3.9 to remove the Associate Members Concerns Committee description.
  7. Update 4.6.B.3 formatting.
  8. Update 4.10 to add names and contact information for new auditor/tax preparer.  Will leave in the former auditor/tax preparer in case there are any legal questions that arise for the years they performed the work.
  9. Update 4.13 to add information on use of conference/event logos.
  10. Combine 5.3/5.4 and re-name Nominations Eligibility.  Re-number remaining items in that section.
  11. Update 5.5 (which will become new 5.4) to clarify that a person who supervises a financial aid office is eligible for regular membership and eligible to be nominated for MASFAA elected office.
  12. Update 6.0 to add MASFAA Leadership Award and Award of Appreciation.
  13. Update 6.0 to correct all references to Lifetime Achievement Award to Lifetime Membership Award.
  14. Update 6.0 that the recipient of a Meritorious Service Award must be a current MASFAA member.
  15. Update 9.0 to remove the 2001-02 MASFAA Strategic Long-Range Plan and Five-Year Financial Plan and to add the new MASFAA Strategic Long-Range Plan.
  16. Ensure that a copy of the previous manual is provided to the MASFAA Archives.

           

Discussion/questions ensued of the changes.  Association Governance committee now takes care of legal issues.  Some concerns were expressed about MASFAA members who now no longer work in financial aid on a daily basis could hold committee chairs/office if they supervise financial aid.  Note:  Associate members cannot hold an elected office but can be committee chairs. 

MOTION:  Accept the changes to the P&P. Dann Mann/Karen Kopp.  Motion passed.

 

3.2     Nominations and Elections Committee Report                       Dan Mann

January 2 email was sent out to call for nominations with a February 15 deadline.  Committee will meet immediately after that date to prepare a slate of candidates for President-elect, vice-president, secretary, treasurer-elect, and two delegates-at-large by the end of March.  Information will be sent to ATAC in April, balloting in May, and the announcements in June.  Board members are requested to make nominations.  Discussion ensued that it is ok to nominate yourself and this practice is already done at NASFAA and within the states.  Committee is responsible to review the nominees to make sure they are eligible.  They will try to have at least two nominees for each open office and can have more than two. 

 

4.0     Vice President Report                                                     Billie Jo Hamilton

The travel form was updated and posted on the web.  Names on signature cards have been changed.  A transition document was created and insurance renewal was completed.  A credit card was obtained for the President-Elect.  E-commerce (credit cards) is now set up.  The transaction fee is now being deducted from the bank once a month.  The 2006-2007 budgets have been entered into Quickbooks.  A better conference report has been worked on.  Historically, conference income and expenses have been in two different fiscal years which makes it difficult to create reports.

 

4.1     Finance Committee Report                                               Billie Jo Hamilton

Audit firm changed to Bradley Ogden, CPA, and the audit is already almost completed and will be done on an annual basis.  At this time, revenue from the conference is in one fiscal year and the expenses are in another year.  There was discussion of changing the fiscal year to run January to December.  The association would have one year with a 14 month budget.  The tax return year would be changed as well.  The membership year would remain Nov 1 to Oct 31.

                                                                                                             

Responsibilities of the finance committee should also include the official review the results of the Audit.

 

Motion:  Change the name of the “Finance Committee” to “Finance and Audit Committee”. Heineman/Hamilton.  Motion passed.

 

Motion: Fees for summer institute:  $150 commuter, $250 double occupancy, $350 single occupancy. MASFAA to supplement the rest of the costs.  Hamilton/Heinemann.  Motion passed.

 

Diane mentioned that during the transition year would have the expenses of two conferences and income of one committee.

 

4.2     Corporate Support Committee Report                               Deonna Decker

Written report of committee and its procedures was submitted.  It is recommended that we use the same pricing structure as last year.

 

5.0.1 Motion:  Approve minutes of October 2006 Board meeting of 0506 Executive Committee.  Mann/Heineman.  Motion passed.

 

 

Lunch break at 12:00 and reconvened at 12:50.

 

5.0     Secretary Report                                                                          Karen Lay

Minutes were sent out.  Motion: Approve minutes from October 2006-2007 Executive Board meeting.  Heineman/Calvert. Motion passed.

                                            

6.0     Treasurer Report                                                                       Brian Heinemann

Brian reported that he will pay the bills.  Expense forms must be signed by two people.  It was noted that program and site committee expenses are not conference expenses.  Reports have been reviewed and noted that 2006 conference expenses are showing up in 06-07 budget which is due to the fiscal year setup.   Some of the reserves were used to benefit the membership such as summer institute.

 

Motion:  Accept the treasurer’s report.  Kopp/Woods.  Motion passed.

 

6.1     Treasurer-Elect Report                                                              Jim Brooks

Jim is getting oriented to the job.  He deposits funds weekly.  Procedures should be made to make sure that the lifetime members’ membership be automatically updated each year.

 

7.0     Delegate at Large Report                                                         Karen Kopp           

Has made contact with her committees and is part of site for Summer Institute.

                      

7.1     Summer Institute Program Report                                  DeLores Hawkins

The program is being developed, contacts have been made for faculty and 18 sessions are confirmed with presenters.  Core presentation done at summer institute can be done at the MASFAA conference.  States will be asked to promote the Institute to their state’s financial aid professionals.  The committee wants to send out pictures of the faculty and presenters.  Notices are being sent out.

 

Discussion ensued of seeking extra corporate support for Summer Institute. It was determined that Institute shall remain free of any advertising.  Sponsorship has changed to be in general support of MASFAA.    Priority deadline will be established for schools to be able to register first. 

 

7.2     Summer Institute Local Arrangements Report           Michiale Schneider

Karen Kopp reported that this committee is progressing.

 

7.3     Professional Development Report                                     Cheryl Warman

Committee membership has been put together.  Articles and materials related to ethics within our profession are being read.  Plans are made to provide information to the membership about ethical decision making.  Information regarding “My Rich Uncle” is being put together.  The Committee wants Vickie to take a MASFAA conference application with her to the state conferences.  Conference program inquired as to the plans for Newcomers event at the Conference.   Suggested MASFAA Leadership Conference and Summer Institute attendees are recognized at the MASFAA conference.  An idea was discussed to have a “Summer Institute Reunion” at the conference.

 

7.4     Pre-Conference Report                                                     Debra McKinney

This committee will be looking at building access using building blocks approach.  First Block – Identify who the underserved students/groups are; Second Block – Look at different programs, who is doing what?  What tools do they need to make it work; Third Block – Take it home – How to follow through on recommendations.  Still working on when this event will be held at the conference.  Reminder that conference fee schedule must be approved at the April Board meeting.  Recommendations must be made from the committees.

 

8.0     Delegate at Large Report                                                          Al Pinkney

Membership services – Samantha Ruffini has just been appointed.  A reminder email will go out next week to get people to join and pay their dues.  Discussion ensued about surveys that may be conducted.  Salary surveys are being reviewed.  It was noted that how the questions are asked can change the way the answers are given.  This information is being collected to help the membership have data for information to give to legislators.  Dan suggested sending info just to directors.  Training survey results will be sent to Ernesto Mongue/Lloyd Mueller.  Amount of disbursements survey is being considered.  Efforts will be made to keep the survey easy to respond to yet get enough information to make it useful.

 

8.1     Membership Database Committee Report                                 Cristal Williams

Written report provided.  At this time ATAC seems to be meeting the membership tracking needs.  Summary of membership data was given.  Plans to continue to maintain statistics and data and assist the membership services committee with contacting previous members and invite them to renew their membership.

 

8.2            Membership Services Committee Report

Samantha Ruffini has just accepted this committee appointment.                     

 

8.3     Research Committee Report                         Ernesto Mongu, Lloyd Mueller

Research has begun to conduct salary and disbursement surveys.  It is yet to be determined if the results of the survey would be released prior to the conference or presented at the conference.

 

9.0     Delegate at Large Report                                                       Colby Sellers

Colby has been in contact with all of his committee chairs.  One person’s name on the award was misspelled last year.  Committee will meet next week.

 

9.1     Awards Committee Report                                                    Susan Fischer

The committee has met and agreed to goals of surveying the membership regarding years of service and retirement awards.  An article regarding this was written for the MASFAA newsletter.

 

9.2     Archives Report                                                                           Arman Habegger

Not present.  Bowling Green has been given their donation for taking care of the archives.  Six boxes of documents were delivered to Michigan State University for scanning and will be returned to Bowling Green State University when scanning is completed.

 

10.0   Delegate at Large Report                                                      Arnold Woods

Arnold has been in contact with the committees.

 

10.1   Family Educational Concerns Committee Report  Cari Wickliffe/Tim Hurcules

Event was held 1-19-07 at a local St. Louis high school and the administrators were appreciative.

Reality Store event is being pursued for fall.  This material is being sent out to states and schools so that they can use this idea.                                                                                     

 

10.2   Federal Issues Committee Report                                                            Vacant

Pam Fowler gave a Negotiated Rulemaking report.  Protocol says that you must come to a consensus.  If no consensus than Dept of Ed writes regs anyway but would take into consideration the concerns expressed.  If you are a negotiator then you can offer up agenda items.  One discussion item was to get lenders to send out information every couple of years to let borrowers know there are other options to be considered.  Preferred lender list was discussed.  There will be another meeting in two weeks where Dept will bring draft legislation.  Pam will send updates to the newsletters.  Discussion ensued regarding these issues.

 

Cheryl Wagman had discussed textbook discussion with Federal Student Advisory Committee which included textbook rental.  Students, financial aid representatives, presidents, and publishers were present.  “What federal laws would you like to see in place to regulate textbooks?”   That committee is reviewing the entire issue of textbooks

 

(Later note:  Bruce Foote agreed to chair this committee after the Exec meeting.)

 

10.3   Web Services Committee Report                                                  Keith Williams

The committee has met and numerous updates to the webpage have been made.  Pictures of some exec members are still needed.   Electronic reports can be posted to the web.  Feel free to use Keith as liaison to ATAC.

Discussion ensued about providing loan consolidation information and the committee decided that is not the scope of this group.

 

 

2:40 Break and took tour of hotel

 

3:30 reconvened to continue reports

 

11.0       State Representative Reports

 

11.1   Illinois                                                                                  Nancy Calvert

Report was submitted.  November Board Meeting was held at the Conference Site.  Finance Council moved funds to higher yield accounts and is going to review insurance needs of the association.  Two workshops were held in November.  Elections are currently being held with results available by January 12.  The President’s Council met with the new Director of the Illinois Student Assistance Commission.  Plans are made to review the policies and procedures.  The ethics issue of vendor giveaways is being discussed.  Suggest that MASFAA ask Department of Education to do more FA Conferences.  The question was asked if that may reduce attendance at the MASFAA conference.

 

11.2   Indiana                                                                                  Joan Fischer

Report was submitted.  Joan is now president-elect as previous person changed jobs.  Indiana Winter Conference was held in December.  Elections are under way for 2007-2008 officers.  Two members will attend NASFAA Leadership Conference in March.  NASFAA verification training will be held.  College Goal Sunday event will be held.  Planning is under way for ISFAA Leadership Symposium.  Spring Conference will be in April.

 

11.3   Iowa                                                                                            Robin Fisher

Report was submitted.  Robin is retiring at the end of May to pursue personal interests.  Fall state conference was not held since MASFAA was in Iowa.  NASFAA verification training was conducted the day after a Department of Education regional training and state members were able to receive two days of training.  The state association provided the training and one set of materials per school at no charge.  Upcoming conference is being planned for March and the transition of officers will occur at that time.  A statement of Ethics and Professionalism was adopted.  Election of officers is underway.  February is Financial Aid Awareness Month. 

 

11.4   Michigan                                                                                Rick Shipman

Report was submitted.   Rick will become president in a few weeks.  Federal update for Michigan high school counselors was provided via video.  A “Financial Aid Primer” was written for business officers and was accepted for publication by NACUBO in Student Centered Financial Services.  MSFAA partnered with MI Guaranty Agency to hose a second default prevention symposium as part of a three-part series.  Statement of ethics was reviewed regarding membership credentials.  Elections were completed.  Several forums, meetings, conferences are coming up.

 

11.5   Minnesota                                                                                   John Pogue

Report was submitted.  One hundred and fifty students participated in the Early Awareness Workshops in St Paul and 120 students participated in Minneapolis.  Fall conference was held with pre-conference workshop on mental health issues and our students.  Elections were held.  Loan issues seminar scheduled for February and spring conference in May.

 

 

11.6   Missouri                                                                                  Brad Gamble

Report was submitted.  Fall 2006 conference was held with election of officers.  Will participate in College Goal Sunday on February 11, Spring Conference in March, leadership retreat to follow, 40 year anniversary of MASFAP this fall, and will recognize members for work outside of financial aid.

 

11.7   Ohio                                                                                            Amy Baker    

Report was submitted.  Winter conference was held in December with HERA and NASFAA training prior to the conference.  Nine guidance counselor workshops were held.  Planning is underway for 2008 MASFAA in Ohio.  College Goal Sunday will be February 11.  Needs analysis workshops in each region will be held in February and will participate in state exchange program.

 

11.8   West Virginia                                                                          Lake Tackett

Report was submitted.  Fall conference was held in October.  HERA training was in November.  Ten counselor financial aid workshops were held in November.  Students who attend high school financial aid nights are entered into a drawing to win scholarships.  Spring conference is March.  Governor Manchin signed proclamation of Financial Aid Month and awareness materials will be supplied across the state.  Elections will be held and announced at the spring conference.

 

11.9   Wisconsin                                                                                Beverly Fagg

Report was submitted.  Fall meeting held in November celebrating 40th anniversary and participants were given a CD of memories with engraved case.  Carnival of Learning was held for middle-school students.  Election of officers is in process.  Office professionals retreat will be in February.  Spring Conference will be in April. 

Discussion ensued regarding whether or not to “recommend” to vendors about what they should give away: conference scholarships, student scholarships, prizes,

 

12.0       Old Business

Thank you letter was read from Joseph Madona who won the MASFAA scholarship and attends Walsh College.  Letter was read from Richard Herman University of Illinois, Dan Mann’s President, thanking MASFAA for the $3000 contribution to their school.  Dan is able to use the funds to send people to conferences or other professional development.

Discussion ensued about MASFAA colors and it was determined that there are none.  Consensus was to let the Association continue to use the unofficial colorful logo with blue background Cheryl Wegman will try to get the official Pantene blue color number.

 

States can reserve a room for a

 

 

13.0  New Business

 

Ken Frisman will retire Feb 28 send cards or emails to Diane Lambart-Fleming by next week.

Elaine Chiles is retiring end of January

 

 

Meeting adjourned.4:25pm